IMPORTANT NOTICE: FOR INSTITUTIONAL INVESTORS ONLY

The materials and information contained on this section of our website are intended solely for Institutional Investors, Qualified Purchasers and Accredited Investors (as defined under applicable U.S. securities laws) and Professional Clients and Eligible Counterparties (as defined under MiFID II and the UK FCA rules). The content is not directed to, and may not be used or relied upon by, retail investors in any jurisdiction.

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ERISA 3(21) and
3(38) services

Helping plan sponsors manage their obligations

Plan sponsors need to navigate the numerous rules, regulations and standards of the Employee Retirement Income Security Act (ERISA) among other obligations. Our ERISA 3(21) and 3(38) services respond to those needs.

More than 47,000 plan sponsors rely on our independent expertise to meet their fiduciary obligations. Our ERISA services screen, monitor and recommend investment options. These solutions offer your plan access to the same manager research resources that inform investment options for some of the largest pension plans in the world.

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Objectivity  
Our independent, third-party investment advice has been developed over 40+ years of guiding some of the largest plan sponsors in the country.

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Reliability  
We apply our time-tested methodology for screening, monitoring and recommending investment options for your plan.

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Flexibility  
Build your own investment lineup using the 3(21) Select List or adopt ours by using the 3(21) or 3(38) Investment Menus.

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Fund mapping  
We will assist you in mapping your existing investment lineup to the Wilshire lineup.

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Support  
Track and monitor your investment lineup with our quarterly investment performance and coverage status reporting.

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Documentation
Our template investment policy statement aligns with the methodology used to select and monitor investment options.

Discussion

Please contact us for more information:

Wilshire’s 3(21) and 3(38) fiduciary services are provided pursuant to the Services Agreement between Wilshire and the plan sponsor.

We’re here to help

Wilshire has been applying highly tested theories and approaches to our client solutions since 1981.

Our clients rely on us to improve investment outcomes for a better future.

Contact us